Full Concierge Services
Our top-tier program is Corporate Finance Advisory Services™. Through the EPEC Platform, a team of our highest-level finance and securities experts works with your company to get you Broker-Dealer-ready. This includes full corporate financial modeling of your company, creation of hybrid securities for either private or public capital markets distribution by a FINRA-licensed Broker-Dealer, co-creation of a Corporate Finance Office (including resources), a Private Securities Offering Portal™ (for the sale and distribution of private securities), and Transfer Agent & Registrar Portal™. From $20 million Series B to multi-billion-dollar REITs, this is our premium "white glove" service through EPEC.
Later-Stage
20mm - 2bn
Your company is now in later Series Rounds, on a path to IPO or M&A, or seeking a substantial strategic investor or buyer at a later stage.
As former Wall Street investment bankers (broker-dealers) and experts in accounting, audit, corporate governance, deal structuring, securities offering document production, regulatory compliance, and information technology, we are intimately familiar with the criteria employed by institutional sources of capital looking to fund “quality deal flow.”
Large Wall Street investment banks have an insatiable appetite for quality companies to capitalize, either privately or publicly. However, the vast majority of private middle-market firms are not broker-dealer ready. Through our Corporate Finance Advisory Services™, we can make your company broker-dealer ready and highly attractive for their capitalization services.
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As this is an exclusive service, candidate companies are by application only through the EPEC Platform, and subject to approval and acceptance by the Investment Policy Committee of Commonwealth Capital.
Explanation of our
Corporate Finance Advisory Services™
Through the expertise of our Corporate Finance Advisory Services™, we help founders of later-stage companies access unlimited capital in the U.S. Private as well as Public capital markets, on your terms.
The top ten company categories in America that often seek substantial amounts of private market capital include Technology, Biotechnology and Pharmaceuticals, Healthcare, E-commerce and Retail, Clean Energy and Green Technology, FinTech, Real Estate and Proptech, Transportation and Mobility, Food and Beverage, and Entertainment and Media.
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In nearly every case, these companies do not realize they can access unlimited amounts of capital on their own terms in the U. S. private as well as public capital markets.
Many think they need to sell their common voting equity and lose control to access it. The reality is contrary to that position. One can sell hybrid equity or debt securities, such as non-convertible preferred stock, notes or bonds. However, one must become “broker dealer ready” to accomplish this task.
We serve both sides of the capital equation table; middle-market companies seeking to expand but are in dire need of substantial amounts of capital to do so and Wall Street investment banks/broker-dealers seeking clients who qualify for their capitalization services or “quality deal flow.”
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Given the increasing economic, geopolitical, and banking challenges, harnessing the securities industry to access unlimited amounts of capital from the private, or public, capital markets is one of the most difficult things your company will ever do, due the complicated and regulated nature of the securities industry.
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In addition, the proper financial modeling, company valuation, deal structuring, securities creation, due diligence, legal, accounting, and audit up-front fees can run anywhere from $2,000,000 to $3,000,000, depending on many factors regarding the company seeking capital.
In addition, broker-dealers will charge sales commissions as success fees, and garner warrants to purchase the securities being sold, as a mandate to engage a client firm for capitalization.
It appears to be a very difficult and costly process, in terms of both time and money, primarily in the earliest of the beginning stages.
This is why many companies do not attempt to use U. S. private, as well as public securities markets as a primary source of capital.
However, like launching a rocket into space, it takes an incredible amount of effort (time and money) from the engineering stage to reach the stratosphere after launch. Once there, you can move with power and ease, while lowering the overall cost of capital over time.
Providing your company with a solid launch pad and a precise flight plan is our expertise.
You will have access to unlimited amounts of capital, assuming you are proficient in proper capital stewardship and operational or asset management.
At the end of the day, this is not only the “Next Level” for most private middle-market companies, but also the “Last Level,” unless they choose to go public through an IPO of their common class A voting stock.​
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Solving all of this is our expertise.
Apply for Corporate Finance Advisory Services™ through EPEC
For more information regarding our Corporate Finance Advisory Services™, please visit our Corporate Site through the link below.
Commonwealth Capital, LLC and its affiliates do not provide tax, legal, accounting, or investment advice. Commonwealth Capital, LLC is not a licensed Broker-Dealer nor a FINRA-licensed Registered Investment Advisor. This website and the material on this website have been prepared for informational purposes only, and are not intended to provide, and should not be relied on for, tax, legal, accounting, or investment advice. You should consult your own tax, legal, accounting, and registered investment advisors before engaging in any transaction.